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NEGOTIATION :The Basics

Our communication skills are challenged daily.   Whether we are successful depends not only on the nature of the situation, but  how we deal with them. Learning to communicate in complex interpersonal relationships is essential to developing positive interactions, , successfully negotiating, and constructively dealing with conflicting priorities.  All these situations demand that individuals know how to assess the value of changing priorities, switch gears quickly, recognize the type of intervention needed, and respond calmly, consistently and effectively.

Learning these basic negotiation skills can help individuals focus on what most important professionally by  learning what it takes to negotiate easily and consistently.  Learning  to communicate effectively under pressure, and developing successful negotiating skills  can  help avoid the 
BENEFITS:

 • Zero in on the priorities in the situation

 • Size up any situation and confidently choose your most appropriate reaction
 
 •Deal with impossible situations, unreasonable requests

 • Understand why people respond as they do to in situations

 • Determine if, when  and how to deal with confrontations

 • Communicate in a way that encourages openness, cooperation and agreement

 • Initiate  confrontation in a non-defensive way

 • Negotiate agreements using the best strategies
  
 • Understand the advantages and techniques of  a step-by step problem solving approach  with subordinates, co-workers, the boss, the public
 situations and people positively

OUTLINE:
BASIC NEGOTIATION
• The Dangers and the Opportunities
• Determining What’s in it for You
 

NEGOTIATION:
YOU ARE NEVER NOT NEGOTIATING

DEFINITION 
 A COOPERATIVE EXCHANGE OF IDEAS WITH THE INTO TO DESIGN A SOLUTION ACCEPTABLE TO BOTH PARTIES

WHAT IS A COOPERATIVE APPROACH?
· a cooperative enterprise 
· all parties come away having gained something
· common interests are sought
· a behavior process

What is the importance of negotiation?

What current negotiations are you involved in?

What will you be negotiating in the future?

What gets in the way?

TYPES OF NEGOTIATION
 

WHAT DOES IT MEAN TO NEGOTIATE :
· a cooperative enterprise 
· a process for resolving conflict 
· talking with another with the intention of changing 
· an alternative to the use of power in resolving differences
· an attempt to discover a solution that is acceptable
      to both parties
· an exchange of ideas with the intention of changing
      relationships
· conferring with another for agreement
 

WHAT IT IS - INTEGRATIVE NEGOTIATION:
• used to achieve a consensus solution
• joint problem solving - a cooperative approach
• where the problem to be solved focuses upon an area of common concern
• where the solution benefits both parties
     • where the gains of one party do not equal sacrifices to the other

 WHAT IT ISN’T - BARGAINING NEGOTIATION:
• used to achieve a compromise solution
• least frequently used
• means win-loss: one side giving in and consequent victory for the other side
• goals of two parties are inherently in conflict, and therefore one's gain is another's loss
• decision is halfway between what each party really wanted

Gerard Nierenberg, THE COMPLETE NEGOTIATOR
 
This psychological sequence is the most effective approach for implementing the theories of communication and negotiation. Communication is facilitated when the topics being discussed move from:

•general to specific
•less threatening to more threatening
•agreement to disagreement

GETTING ATTITUDES AND INFORMATION

GIVING INFORMATION

PROBLEM CENSUS

PROBLEM SOLVING
 
ATTITUDINAL NEGOTIATION

ATTITUDINAI, NEGOTIATION

• Goal-to change attitudes - establish CONMON GOALS
• Prepare - understand the FRAME OF REFERENCE
• Establish a climate of NWTUAL TRUST
• Build RAPPORT and establish EMEPATHY
 

WHY

· Unless you are effective in doing attitudinal negotiation it will likely be impossible for you later to do integrative negotiation TRUST is important for effective communication and problem-solving

· The amount of trust that can be established is usually related to the degree of SHARED FRAME of REFERENCE The process of building RAPPORT will increase significantly your trust relationship

· Demonstrating that you understand the problems, concerns and attitudes enhances communication and the ability to work together (EMPATHY)

GETTING ATTITUDES AND INFORMATION

COMMUNICATION SKILLS FOR:
• RAPPORT - the process of establishing common understanding of points of view, experiences, or frame of reference

• FRAME OF REFERENCE - the values, beliefs, attitudes, information and assumptions

ANALYZE
• What is your FRAME OF REFERENCE?

• What is their FRAME OF REFERENCE?

• Establish a SHARED ]FRAME OF REFERIF' NCE PREPARE

1 . Be aware of the probable areas where there is and is not a shared frame of reference.
2. Through questioning and listening try to understand what the other person really does believe in those areas that are not common.
3. Ask questions that are needed to understand the other point of view, background, feelings, knowledge, suggestions.
4. Preplan STATEMENT OF PURPOSE and FIRST QUESUON.
5. Have in mind an outline of question, follow up each primary question with enough probe questions to assure an adequate understanding.

DURING
· Let the other person know the specific objective of your meeting
· Ask questions and probe with follow-up questions, using open-ended questions, beginning with words like what, why, when.
· Establish rapport by finding some subject where there is already mutual or common interest or by sharing information related to the negotiation.
· Monitor non-verbal feedback
· Monitor process and task

NEGOTIATIONS, CHANGE AND CONFLICT
 

NEGOTIATION REQUIRES THAT WE UNDERSTAND OUR
OWN ACTIONS AND WORK WITH REACTIONS OF OTHERS

PREVIOUS  EXPERIENCES.

FUTURE EXPECTATIONS

A= change is rejected
B= change is made without commitment (COMPLIANCE)
C= change is made with commitment (CONGRUENCY)

Change may be perceived as disturbing "psychological balance”

• interpersonal conflict-conflict between what you are doing or believing and the request to change
• interpersonal conflict-conflict between parties
• perceived power and effectiveness of communication determine how one resolves the interpersonal conflict
 

RESOLVE OF CONFLICT
A=
B=
C=CONGRUENCY: a relationship is perceived between
change requested and what is now being done

• Action will depend on the situation as the person perceives it 
• Our understanding depends on our ability to perceive and visualize the situation as the other sees it 
• To understand, predict, influence behavior requires insight into goals, choices, positive and negative forces as they apply to the other person 
• Consider  positive forces and negative forces.
 

FUNDAMENTALS OF INFLUENCE

EVERYTHINGYOU DO OR DON’T DO HAS INFLUENCE
DETERMINE WHEN TO NEGOTIATE
• How to Determine What Is Happening and Why
• Analyze Conflict  and How it Happens
• Negative Interaction Cycles, 
• Behavior Blindness, 
• Impossible Situations, 
•
THE A B B C'S OF NEGOTIATION
• Awareness
• Beliefs 
• Behavior
• Consequences

DEVELOPING STRATEGIES

?  Is it an Impossible Situation?
 What are the symptoms and solutions when it is impossible for the  person to comply.
• Is it Behavior Blindness?
 What are the symptoms and solutions when the person either does not  know what he/she is doing or how it affects others.
• Is it a Negative Interaction Cycle?
 What are the symptoms and solutions when the person is reacting  negatively and fight any intervention.
• Is it a Difficult Person?
• Inventory Present Skills and Approaches to Negotiating
• Identify What You Do and Why You Do It and Whether It Works
• Recognize Advantages and Disadvantages of Different Strategies
• Learn Common Steps
• Recognize Competing, Compromising, Collaborating, Avoiding and Accommodating Styles 
• Understand the Advantages and Disadvantages of Each Approach
• Determine the Best Strategy to Produce the Most Desirable Outcome

Personal Inventory  What skills and approaches do you use to resolving interpersonal conflicts?   Identify what you tell yourself about what is going on and how that affects your behavior

Understanding the results of various positions- 
StructuredGroup Discussion:
 1. You blame someone else. 
 2. You blame yourself.  
 3. You blame someone else by granting absolution. 
 4. You assume that someone else will bring about the desired change. 
 5. You take action yourself. 
 6. You expect the solution to our problem to come about spontaneously.   

HOW DO YOU APPLY A PROBLEM SOLVING APPROACH ?
  This psychological sequence is the most effective approach for implementing the latest theories of communication and conflict and negotiation.
       Lecturette:
  Communication is facilitated when the topics being discussed move from:
 • General to specific
 • Less threatening to more threatening
 • Agreement to disagreement

THE PROCESS:
   1. GETTING AND UNDERSTANDING ATTITUDES 
   2. GIVING INFORMATION
   3. PROBLEM CENSUS-DEFINing THE PROBLEM
   4. PROBLEM SOLVING-GENERATE FEASIBLE SOLUTIONS, SELECT, PLAN AND IMPLEMENT THE SOLUTION
 
1. GETTING AND UNDERSTANDING ATTITUDES 
 Unless you are effective in doing attitudinal negotiation it will likely be impossible for  you later to do integrative negotiation to resolve the conflict.  Trust is important for  effective communication and problem-solving. The amount of trust that can be  established is usually related to the degree of shared frame of reference. The process of building rapport will increase significantly your trust relationship.   Demonstrating that you understand the problems, concerns and attitudes enhances communication and the ability to work together (empathy).

• How to change attitudes by establishing COMMON GOALS
• Preparing by understanding the FRAME OF REFERENCE
• Establishing a climate of MUTUAL TRUST
      •        Building RAPPORT and establishing EMPATHY

 GETTING ATTITUDES AND INFORMATION
 Role Play: 
• How to establish a common understanding of points of view, experiences, or frame of reference
• How to identify the values, beliefs, attitudes, information and assumptions

 What to Analyze: Applications Exercise
• What is your FRAME OF REFERENCE?
• What is their FRAME OF REFERENCE?
• How to establish a SHARED FRAME OF REFERENCE:

Group Problem Solving Exercise:
1. Be aware of the probable areas where there is and is not a shared frame of reference.
2. Through questioning and listening try to understand what the other person really does believe in those areas that are not common.
3. Ask questions that are needed to understand the other's point of view, background, feelings, knowledge, expectations.
4. Pre-plan STATEMENT OF PURPOSE and FIRST QUESTION.
5. Have in mind an outline of question, follow up each primary question with enough probe questions to assure an adequate understanding.

How Do You Manage the Interaction? .
• Let the other person know the specific objective of your meeting
• Ask questions and probe with follow-up questions, using open-ended questions, beginning with words like what, why, when.
• Establish rapport by finding some subject where there is already mutual or common interest or by sharing information related to the negotiation.

2. GIVING INFORMATION-WHAT THE OTHER PERSON NEEDS TO  KNOW TO MAKE THE DECISION
• Give whatever information is necessary to satisfy the other's needs
• Answer any questions or problems raised by the information getting stage
• Give what the other needs to know to make a decision and raise questions and objections
• Don't try to defend/answer arguments as they come up, wait until PROBLEM CENSUS
• Deliver in a concise, direct and orderly manner
• Express concepts in the other's frame of reference
 

COMMUNICATION SKILLS NEEDED FOR BUILDING CREDIBILITY
• Be well prepared
• State facts not generalities
• Listen before answering
• Give direct answers
• Make non-verbal communication consistent with message

SKILLS NEEDED FOR IMPROVING LISTENING:
• Pay attention to symbolic content, ideologic, contra-logic
• Probe questions
• Descriptive feedback
• Monitor non-verbal feedback
• Monitor process and task
 

3.  DEFINING THE PROBLEM TO BE SOLVED: PROBLEM CENSUS

• Unpack all complaints
• Identify all sources of dissatisfaction
• Deal with components separately
• Make single issue conflict into multiple issue conflict
• Search for point of agreement
• AVOID settling and defending

SKILLS INVOLVED IN CONDUCTING A PROBLEM CENSUS 

  • Get all the problems out on the table before answering
  • Ask for further objections
  • Ask if it is a complete list
  • Ask probe questions to see if it is the real objection
  • Get tentative commitment
  • Order the problems from easiest to most difficult

4. PROBLEM SOLVE Small Group Problem Solving
 • Generate feasible solutions
 • Select a mutually acceptable solution
 • Plan the implementation
 •     Plan an evaluation

-PUTTING IT ALL TOGETHER
 Individual Applications Exercise:
 

 
COMMUNICATION SKILLS
• Utilize Communication, Listening, and Negotiation Skills to Implement  your Strategy
Get all the problems out on the table before answering
  • Ask for further objections
  • Ask if it is a complete list
  • Ask probe questions to see if it is the real objection
  • Get tentative commitment
  • Order the problems from easiest to most difficult
  •  Communicate in a Way That Builds Rapport and Agreement
  •  Handle Difficult Confrontations  - Overcome Barriers to Getting Your Point Across,   Defensiveness, Verbal Attacks
  • Motivate Others to Take Action While Lessening Their Resistance 
  •  Create Rapport, Mutual Respect, Tolerance in Controversial Situations How Do You Avoid Making People Defensive?
  •    Avoid triggering defensive inner speech with a challenge to values and to beliefs.
  •    Stop arguing and pushing your own point of view.
  •    Try to understand the other person's point of view.
  •    People will behave toward you pretty much the way you behave toward them
 

PROBLEM SOLVING COLLABORATIVELY
• Decide if the Conflict is Worth Confronting
• Initiate the Confrontation in a Non-Defensive Way
• Define the Problem, Generate Feasible Solutions, Select a Mutually Acceptable Solutions,
• Implement  Solutions

HOW TO COMMUNICATE IN NEGOTIATIONS-Lecture
  • We are trying to influence another person’s inner speech.
  • We want to avoid stimulating defensive inner speech.
  The Impact of Inner Speech:
  • While you are talking to someone, that other person is talking to himself.
  • Most persuasive attempts fail because we either ignore, or try to overwhelm the        other person’s inner speech.
  •  Our success is linked directly to what the other person is saying to himself.
  Characteristics of Inner Speech: Fast, Explosive, Pieces of Thoughts
  Why Avoid Defensive Inner Speech?
  •    When people confront each other on opposite sides of an issue, the average            outcome is about 15-20% negative change.
  •    You are trying to influence another person's inner speech without triggering          their defensive inner speech.
  •    You'll only be able to whip someone verbally and force them to agree,              grudgingly, on an overt vocal level;  but that doesn't  necessarily mean they          agree with you.
  •    You may alienate the person intentionally while forcing overt agreement.

  How Do You Avoid Making People Defensive?
  •    Avoid triggering defensive inner speech with a challenge to values and to beliefs.
  •    Stop arguing and pushing your own point of view.
  •    Try to understand the other person's point of view.
  •    People will behave toward you pretty much the way you behave toward them

  How to Understand the Other Person's Point of View: Personal 
  Inventory of Styles:
  • Traditional, Participatory, Independent
  • Are you Chocolate, Vanilla Or Strawberry? Applications Exercise
  • Strategies for Dealing with Different Personalities Lecture
  •  How to Get on the Same Wavelength: Case Study
        PACING-  Using NLP to get your point across
  •  How Do You Speak So That People Listen ?
         Why Don't People Listen? Lecturette
  •  Role Play: Passive Style, Aggressive Style
  •  Communicating Assertively: Identifying Who, What, Where ,When You     Communicate Inadequately Personal Inventory
  •   Assertive Goals:  Exercise- Saying NO with Finesse
  •   Sending Whole Messages: How to Say What You See, What You Think, What You Feel, What You Want Small Group Problem Solving
  •   Personal Problem Solving -Formulating Whole Messages
                How To Get Your Point Across Negotiating
  •  Elements of Effective Expression: Lecturette 
                Direct, Specific and Non-Punishing
  •  Exercise: Role Play of Effective Expression
               Using Active Listening to Your Advantage in Negotiations
  •  The Importance of Listening to Your Position- Small Group Discussion
  •  Exercise: Stop Listening Dyad
  •  Barriers to Listening: Group Discussion
  •  Listening Skills Inventory--Perssonal Inventory 
  •  Essentials of Active Listening Lecture
  •  Personal Inventory  Listening Blocks and Negative Inner Speech
  •  Exercise: Paraphrase and Feedback Feelings

  How Do You Determine the Cause of their Reaction ?
  Personal Case Study-Small Group Exercise:
• Is it an Impossible Situation?
 What are the symptoms and solutions when it is impossible for the  person to comply.
• Is it Behavior Blindness?
 What are the symptoms and solutions when the person either does not  know what he/she is doing or how it affects others.
• Is it a Negative Interaction Cycle?
 What are the symptoms and solutions when the person is reacting  negatively and fight any intervention.
    • Is it a Difficult Person?
     How do you determine if the person is an  person who uses a pattern of difficult behavior such as an exploder, sherman tank, sniper, silent  unresponsive, indecisive, super-agreeable-do nothing, complainer,  backstabber, badmouth, know it all, negative artist, dictatorial person
     Applications Exercise

HOW DO YOU REACT IN  SITUATIONS?  WHY?    
Understanding Preferences, Styles, Reactions Lecturette:
  People respond in certain patterns that correlate to the sort of work they do and to their circumstances within various organizations.

  Personal Inventory  What skills and approaches do you use to resolving interpersonal conflicts?   Identify what you tell yourself about what is going on and   how that affects your behavior
Understanding the results of various positions- StructuredGroup Discussion:
 1. You blame someone else. 
 2. You blame yourself.  
 3. You blame someone else by granting absolution. 
 4. You assume that someone else will bring about the desired change. 
 5. You take action yourself. 
 6. You expect the solution to our problem to come about spontaneously.   

HOW DO YOU APPLY A PROBLEM SOLVING APPROACH ?
  This psychological sequence is the most effective approach for implementing the latest theories of communication and conflict and negotiation.
  Lecturette:
  Communication is facilitated when the topics being discussed move from:
 • General to specific
 • Less threatening to more threatening
 • Agreement to disagreement

  THE PROCESS:
   1. GETTING AND UNDERSTANDING ATTITUDES 
   2. GIVING INFORMATION
   3. PROBLEM CENSUS-DEFINING THE PROBLEM
   4. PROBLEM SOLVING-GENERATE FEASIBLE SOLUTIONS,
    SELECT, PLAN AND IMPLEMENT THE SOLUTION
 
1. GETTING AND UNDERSTANDING ATTITUDES 
 Unless you are effective in doing attitudinal negotiation it will likely be impossible for  you later to do integrative negotiation to resolve the conflict.  Trust is important for  effective communication and problem-solving. The amount of trust that can be  established is usually related to the degree of shared frame of reference. The  process of building rapport will increase significantly your trust relationship.    Demonstrating that you understand the problems, concerns and attitudes enhances   communication and the ability to work together (empathy).
 Case Study:
• How to change attitudes by establishing COMMON GOALS
• Preparing by understanding the FRAME OF REFERENCE
• Establishing a climate of MUTUAL TRUST
• Building RAPPORT and establishing EMPATHY

 GETTING ATTITUDES AND INFORMATION
 Role Play: 
• How to establish a common understanding of points of view, experiences, or frame of reference
• How to identify the values, beliefs, attitudes, information and assumptions

 What to Analyze: Applications Exercise
• What is your FRAME OF REFERENCE?
• What is their FRAME OF REFERENCE?
• How to establish a SHARED FRAME OF REFERENCE:

Group Problem Solving Exercise:
1. Be aware of the probable areas where there is and is not a shared frame of reference.
2. Through questioning and listening try to understand what the other person really does believe in those areas that are not common.
3. Ask questions that are needed to understand the other's point of view, background, feelings, knowledge, expectations.
4. Pre-plan STATEMENT OF PURPOSE and FIRST QUESTION.
5. Have in mind an outline of question, follow up each primary question with enough probe questions to assure an adequate understanding.

How Do You Manage the Interaction? .
• Let the other person know the specific objective of your meeting
• Ask questions and probe with follow-up questions, using open-ended questions, beginning with words like what, why, when.
• Establish rapport by finding some subject where there is already mutual or common interest or by sharing information related to the negotiation.

2. GIVING INFORMATION-WHAT THE OTHER PERSON NEEDS TO KNOW TO MAKE THE DECISION Lecturette
• Give whatever information is necessary to satisfy the other's needs
• Answer any questions or problems raised by the information getting stage
• Give what the other needs to know to make a decision and raise questions and objections
• Don't try to defend/answer arguments as they come up, wait until PROBLEM CENSUS
• Deliver in a concise, direct and orderly manner
• Express concepts in the other's frame of reference

 HOW DO YOU GET PEOPLE TO LISTEN TO"THE GOVERNMENT"?
 COMMUNICATION SKILLS NEEDED FOR BUILDING CREDIBILITY
• Be well prepared
• State facts not generalities
• Listen before answering
• Give direct answers
• Make non-verbal communication consistent with message

Exercise: SKILLS NEEDED FOR IMPROVING LISTENING:
• Pay attention to symbolic content, ideologic, contra-logic
• Probe questions- Applications Exercise
• Descriptive feedback
• Monitor non-verbal feedback
• Monitor process and task
 

3.  DEFINING THE PROBLEM TO BE SOLVED: PROBLEM CENSUS
 Small Group Problem Solving
• Unpack all complaints
• Identify all sources of dissatisfaction
• Deal with components separately
• Make single issue conflict into multiple issue conflict
• Search for point of agreement
• AVOID settling and defending

 SKILLS INVOLVED IN CONDUCTING A PROBLEM CENSUS 
 Fish Bowl Role Play
  • Get all the problems out on the table before answering
  • Ask for further objections
  • Ask if it is a complete list
  • Ask probe questions to see if it is the real objection
  • Get tentative commitment
  • Order the problems from easiest to most difficult

4. PROBLEM SOLVE Small Group Problem Solving
 • Generate feasible solutions
 • Select a mutually acceptable solution
 • Plan the implementation
 • Plan an evaluation

-PUTTING IT ALL TOGETHER
 Individual Applications Exercise:

RATIONALE FOR TRAINING TECHNIQUES

This training program focuses these knowledge/skill components needed to recognize and respond to situations in a fair, consistent and informed manner:
 • Knowledge of self
 • Knowledge of negotiation theory
 • Knowledge of interpersonal interaction dynamics
 • Knowledge of communication theory
 • Feedback and communication skills 
 • Problem solving skills

Conflicts, left unchecked, can interfere with the achievement  and maintenance of full compliance with state and federal regulations.  To administer fair, but firm sanctions in difficult and controversial situations, individuals need to be able to recognize and respond to conflictual situations in a consistent and informed manner.  This program will provide tools and techniques to identify the different origins of conflicts as well as the types of conflicts encountered.  Participants will be able to determine whether the conflict is based on the content: the result of the regulation itself, the result of inter/intra system or community issue, or  whether it is based on the process of interaction between the participants: the result of  individuals' verbal tone, language, manner dress, personal presentation or the result of individuals' behavior.

This program will provide tools and techniques to identify the different origins of conflicts as well as the types of conflicts encountered. Participants will be able to analyze conflicts and their causes -  whether the conflict is the result of the system - rules or regulations over which they have no control,  whether it is based on the process of interaction between the participants,  the result of  individuals' verbal tone, language, manner dress, personal presentation, or the result of specific attitudes or behaviors. 

Conflict many times simmer beneath apparently smooth running areas.  Left unchecked, they can boil over and destroy productivity. 
 
 


 
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